Kevin P. Cummings Attorney and Counselor at Law

Securities Representatives Claims Against Former Employers

Experienced Securities Industry Employment Claims Attorney Serving Southeastern Michigan and Central and Northern Indiana

Helping Securities Representatives Protect Their Future

If you are a former broker, investment advisor representative or financial planner, you know the importance of a good reputation for your future job prospects. When employment disputes arise in the securities industry context, you need the trustworthy counsel of a hardworking lawyer who knows the securities industry well, and who is ready to put this knowledge to work for you.

If a previous employer has taken retaliatory or other negative job-related action against you, I will help you determine if you have an actionable case and how best to proceed. At the office of Kevin P. Cummings, Attorney and Counselor at Law, I work hard to protect securities representatives throughout Southeastern Michigan and Central and Northern Indiana from unlawful actions taken by securities firms against former employees.

Securities Representative Claims Against Employers

Employers can retaliate against former brokers, investment advisor representatives and financial planners in several unlawful ways:

• Providing false or defamatory information on your U-4 or U-5 
• Failing to pay commission you are owed
• Violating the terms of your employment contract
• Imposing or asserting a non-compete agreement

Your ability to pursue a complaint with FINRA complaint and receive compensation or damages is driven by terms of your employment contract. Many contracts contain arbitration clauses, which mandate that disputes will be handled through arbitration, rather than litigation.

When you come to my office, I will take the time to ensure you understand your rights and all the options available to you. I will carefully examine the terms of your employment contract and aggressively pursue all available avenues for remedy, be it through the state or federal courts, or through alternative dispute resolution.

When your livelihood and reputation at stake, make sure you get sound legal counsel that is grounded in experience.

Schedule a Complimentary Consultation

For knowledgeable representation in your securities industry employment dispute, call 810-494-7194 or contact me online to schedule a free initial consultation.

My office is located in the Mill Parke Pond office suites in downtown Brighton and is open 8:30 am and 5:00 pm Monday through Friday. Appointments for other times and locations are also available. For your convenience, credit cards are accepted.

Knowledge. Experience. Perspective.

Kevin P. Cummings Attorney and Counselor at Law 736 West Grand River Avenue Brighton, MI 48116-2303 Telephone: 810-494-7194 | Fax: 810-225-4146 Map and Directions | E-mail Me

Kevin P. Cummings, Attorney and Counselor at Law, represents clients throughout Southeastern Michigan and Central and Northern Indiana including: Brighton, Ann Arbor, Battle Creek, Canton, Detroit, Farmington, Flint, Grand Rapids, Grosse Pointe, Howell, Kalamazoo, Lansing, Muskegon, Northville, Plymouth, Port Huron, Saline, South Lyon, Troy, Warren, Washtenaw County, Oakland County, Wayne County, Macomb County, Monroe County, Ingham County, Kent County, Kalamazoo County, Livingston County and Genesee County, Michigan. He also represents clients in Fort Wayne, Indianapolis, Allen County, Hamilton County and Marion County, Indiana.