Michigan and Indiana Securities Lawyer
Protecting Investors and Defending Securities Professionals in Michigan and Indiana
The securities industry and securities law involve a highly technical, complex and ever evolving area of the law. If you have suffered a financial loss as a result of broker or investment advisor negligence or misconduct; or if you are a registered representative or investment advisor representative who may have a legal issue concerning your current or former employer, it can be difficult to navigate the process.
At the office of Kevin P. Cummings, PLC, in Brighton, Michigan, I bring years of experience, understanding and perspective to every securities law matter. I am dedicated to serving my clients through sound counsel, responsive and personal representation, and through cost-effective solutions.
Keeping pace with the ever-changing maze of regulations, laws and statutes that govern securities law on both the state and federal level can be daunting. Turn to a firm that knows the law and knows how to achieve results. Call my office at 810-494-7194 or contact me online to schedule a complimentary initial consultation to discuss your securities or investment law issues.
A Hardworking Firm, Focused Exclusively on Securities Law
When you have been made the victim of a securities or stock fraud, the victim of broker negligence, or are an advisor or registered representative in an employment-based dispute, you want a lawyer who has the experience and insight it takes to aggressively pursue your interests.
Unlike other firms who may offer securities law, among a vast menu of other legal services, securities law is my only focus. Prior to opening my own practice, I worked for years with a large civil practice firm. In addition, I worked for a leading insurance and investment services firm. Often, representation from a larger firm can prove costly, impersonal and frustrating for a client. With my background, experience and commitment to personal service, I can provide a unique combination of legal skills and practical insight that few securities lawyers can offer.
At Kevin P. Cummings, PLC, I bring the knowledge, experience and pride of reputation that you will find with larger firms and couple these strengths with personal attention, nimble representation and a direct approach of a smaller firm.
Unique Perspective and Guidance You Can Trust
My emphasis on cost-effective and efficient solutions serves my clients well. With your securities law matter, I will give you my honest, straightforward opinion about your case. Rather than telling you what you want to hear, I will tell you what you need to know.
Securities Law Disputes
You have worked hard for your money, and an investment specialist’s unethical behavior, or a broker’s fraud or negligence should not jeopardize your future or retirement. In most instances, the process of resolving a securities law dispute is driven by the terms of the brokerage or investment advisor agreement or contract. This would have been presented to you for review and signature when you opened your account with your broker, representative or financial planner.
Based on the venue stipulated to between the parties in the contract, the process and your rights to enforce an actionable claim can vary greatly. Generally, securities-related matters are prosecuted in FINRA-based alternative dispute resolution. Potential areas of conflict can include:
- Broker misconduct or negligence
- Investment advisor representative misconduct or negligence
- Annuities
- Claims involving current or formers employers
Schedule a Complimentary Consultation
Call 810-494-7194 or contact me online to schedule a free initial consultation to discuss your securities law matter. My office is located in the Mill Pond Park office suites in downtown Brighton and is open 8:30 a.m. to 5 p.m. Monday through Friday. Appointments for other times and locations are also available. For your convenience, credit cards are accepted.
Knowledge. Experience. Perspective.
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